GRADUATE EDUCATION IN THE UNC SYSTEM:

 

MEETING THE CHALLENGES OF THE NEW MILLENNIUM

 

 

 

 

 

Prepared by the North Carolina Council of Graduate Deans

 

April 2000

 

 

 


 

 

 

 

I. INTRODUCTION

 

Graduate education is an essential component of any modern university that strives to be responsive to its larger community through the development and transfer of knowledge.  Graduate education, research, scholarly and creative activities are linked not only to one another, but also to excellence in undergraduate education, economic development, and the quality of life in North Carolina.  Strong programs in research and graduate education produce new insights for the state and the nation, new knowledge, new technologies, and the cultural awareness necessary to maintain global leadership and achieve the quality of life our society desires.  Strong graduate programs also help attract outstanding faculty, students and resources that enable institutions to achieve their full academic potential.

 

This paper examines graduate education in the UNC system, with the focus on future directions, needs and opportunities.   The content has been discussed by the representatives of the North Carolina Conference of Graduate Deans.  The positions expressed in this document and in the executive summary are endorsed by all member deans.

 

II.  CURRENT STATUS/EMERGING TRENDS

 

A. Coordination of missions across the system

 

Of the 16 institutions within the North Carolina system, 14 currently offer graduate programs.  Two of our institutions are Research I, two are Doctoral and eight others are comprehensive with master's degrees in a range of areas.  The North Carolina Board of Governors has granted planning permission to several new programs, and eliminated others system-wide.  Given limited resources and our overall commitment to maintain a very high quality system of higher education, questions about duplication of programs must be considered.  At the same time, we note increasing demands for a highly trained work force, the emergence of programs that have specific geographic cachement areas and the efforts of all our campuses to offer their students an increasing range of opportunities.

 

B. Talent for a Changing Economy

 

According to the Board of Governors' 1998-2003 Long-range planning document, North Carolina has undergone a major economic transformation in the last quarter-century-from a state largely dependent on agriculture and widely-dispersed low-wage industries to a more urban environment that has seen most job growth in the service and trade sectors.  Employers' increasing educational and skill expectations and decreases in the growth of mid-wage jobs suggest that larger jumps in skill levels will be needed for low-paid workers to move up the economic ladder.  North Carolina's educational sectors must increasingly take into account the state's expanded international presence as educational programs are planned and evaluated.  Within the education sector, the public schools, community colleges and four-year colleges and universities must coordinate their educational offerings to support these initiatives.  Like other programs of higher education, the graduate education enterprise in North Carolina is affected by these transformations.  New programs are being formed in response to economic changes while longstanding programs are being reorganized and adapted to fluctuating demands.  Examples of these changes can be found throughout the 16-campus system.  As described in greater detail later, recent requests for new programs within the North Carolina system---in Marine Sciences; Architecture and Environmental Design; Russian and Eastern European Studies, Human Movement Science---go far beyond the traditional academic disciplines, proposing curricula that cross several traditional disciples and provide greater flexibility to respond to changing educational demands.

 

C. New Training Demands: Technology, Leadership and Communication

 

As the organization of disciplines becomes more interdisciplinary, so do the educational demands for future faculty.  It is no longer sufficient to provide only training within the discipline.  The preparation of future faculty, as well as of leaders in industry and the public sector, requires a broader range of skills.  In order for North Carolina to maintain the high quality of its college and university faculty, our future professorate must acquire the technological skills that will allow them to deliver information in the 21st century.  Our future faculty must learn to go beyond their discipline, to be scholars within an interdisciplinary, team-oriented environment.

 

As a result of these changing demands, the preparation of students for both academic and professional careers becomes much more demanding, requiring opportunities for instruction and training outside of the classroom.  Today's graduate student demands (and hopefully finds) opportunities to develop leadership and communication skills.  They seek out interdisciplinary forums; they develop their technical literacy; they learn to work together as interactive team members.

 

D. Master’s versus Doctoral Education:  Different Models, Different Needs

 

The UNC system offers 160 degree program options at the master's and doctoral levels (1998-99 inventory).  Although the distinction between master's level education and doctoral level education is not always clear, there are some general differences that can guide decisions in this area.  In general, the doctoral degree (Ph.D.) is a research-oriented degree, with emphasis on training for academic or research positions.  Although some disciplines use the master's degree as a first step towards the doctoral degree, or as preparation for teaching at smaller academic institutions (e.g., community colleges), the traditional master's degree is usually professionally-oriented.

 

In general, students in research-oriented programs such as the Ph.D. tend to have fewer financial resources than students in more professionally oriented master's programs.  Students in professional degree programs are more likely to be mid-career professionals, those who anticipate credentialing requirements and/or who desire professional rewards that are tied to acquiring new skills.  Financial support for students in professional degree programs is more likely to come from outside sources (funding agencies, employers); whereas academically-oriented Ph.D. students depend on financial support through teaching or research assistantships and limited resources from research foundations such as the National Institutes of Health, the National Science Foundation or the National Endowment for the Humanities.

 

Finally, since the master's degree requires much less time to complete than the Ph.D. degree, the student assumes a smaller financial commitment throughout their training.  These differences are important considerations as North Carolina develops new graduate programs and considers strategies for attracting qualified students into those programs.  As the role of graduate education within each of the 16 campuses evolves, it will be especially important to remember that graduate education serves a variety of functions--both academic and professional--and therefore attracts a very diverse student body, diverse both in its financial needs as well as in age, experience, and overall career goals.

 

E. Promoting a Diverse Student Body

 

To achieve and maintain excellence in higher education, universities and colleges require environments that provide opportunities to exchange a wide variety of perspectives, theories and strategies.  Diversity of faculty and students plays a major role in promoting the exchange and creation of knowledge.  Cooperative learning is at its best among individuals who come from different regions, who bring different life experiences, and who represent different cultural and ethnic groups. 

 

Recent reports indicate that minority enrollments, especially within graduate science and engineering programs, have declined precipitously (Science 281: 1778, 1998; AAAS, 1998).  Although uncertainty about race-sensitive admissions processes seems to have taken its toll across the country, the North Carolina system has not experienced the same level of decline, at least not as of 1998.  Unfortunately, relatively good news about the situation in North Carolina does not indicate that all is well nor that it would be appropriate to eliminate any of our ongoing initiatives.  Cooperative programs such as those that exist between NC A&T, NCCU, Pembroke and UNCCH  to create a pipeline for minority students in the sciences are absolutely crucial.  Fellowship opportunities for Black and Native American graduate students from North Carolina will require redefinition in order to allow us to take advantage of this recruitment opportunity. Proactive initiatives to interest these students in graduate education must continue if North Carolina is to maintain the gains it has made in this area.

 

The universities and colleges within the North Carolina system meet the needs of a highly diverse student body---minorities, women and older, non-traditional students.  Many of our historically minority institutions that have traditionally served the needs of African-American and Native American students are recruiting and educating students of all ethnic backgrounds.  Majority institutions within the state are increasingly meeting the needs of minorities and female students from rural and urban areas within the state.  Evidence of these trends is apparent in college enrollment trends.  Based on data provided in the Long-range Plan of 1998-2003 of the University of North Carolina Board of Governors, minorities constitute about 20% of the enrollment in North Carolina colleges and universities.  Close to 10% are enrolled in historically white UNC institutions.  All universities and colleges attract and meet the needs of female students.  Close to 60% of our enrollments in UNC institutions of higher education are women. 

 

Graduate programs are actively pursuing strategies to achieve academic excellence and recognize the importance of attracting and building a diverse student body.  However, recent challenges of affirmative action policies and programs have forced minority and majority institutions to seek innovative ways to increase diversity among faculty and students.  A number of models are emerging to maintain diverse learning environments.  Universities are implementing “Bridge Programs” between universities to channel undergraduates into graduate programs at the Master’s and Ph.D. level.  In “Bridge Programs” faculty at minority and majority institutions work closely together to develop opportunities for students to obtain research experience while learning about careers as scientists, researchers and educators.  Other efforts include collaborative research projects across institutions.  The informal contacts and friendships that have formed among faculty promote institutional exchanges of students between historically white and minority institutions of higher learning.  Several majority institutions have also implemented summer research experience programs for minority and disadvantaged students.  The intent is to expose these students to graduate opportunities within their fields of interest.  The payoff of these programs is great.  The majority of students who spend their summers as research interns enroll in professional and graduate programs.

 

Master’s and Ph.D. degree institutions are also pursuing strategies to educate hard-to-reach populations about graduate opportunities.   Target groups include low-income families in rural and urban areas, those serving in the military, and minorities.  Educational sessions, such as visits to career and graduate fairs, are being complemented by efforts to discuss graduate studies in public high schools and at community events.   Universities are also engaged in marketing efforts that employ the use of communications technologies.  Graduate programs increasingly use the World Wide Web to inform potential students about graduate studies and fellowship opportunities.  Some programs also allow students to apply to programs online.  We find that low-income families and minorities are increasingly using the Internet to receive information, and ask questions about graduate programs.  We expect this trend to expand in the future.  However, we recognize the need to develop additional strategies to promote diversity within our student bodies.

 

F. Graduate Education for the Information Age Student

Jaroslav Pelikan declares in his book, “The Idea of the University – A Re-examination,” that a storm is breaking upon the university. There are many forces impacting what we teach, whom we teach, and the resources we have available.  Perhaps one of the most important factors influencing the direction of graduation education is the demand made by the “new” information age students.  Michael G. Dolence and Donald M. Norris in their work, “Transforming Higher Education – A Vision for Learning in the 21st Century”, provide a simple thesis implying that there must be a realignment to the needs of the “Information Age.”  This realignment is envisioned to begin with an assessment of how the needs of our new stakeholders, customers, and clients will change in the future.  Students entering the graduate enterprise today are products of the new information age, and thus bring expectations and new demands stemming from their experience in the computerized learning environment.  Students coming from such an environment are not bound by traditional walls of academe.  Learning is viewed as an open market place of knowledge.  These new information-age students approach graduate school already having experience with network systems, very powerful databases, and scholarly exchange networks.  Students are quickly becoming aware of the fact that nobody owns the new learning franchise, and that network learning eliminates traditional barriers.

 

The graduate enterprise of the future, if it is to survive, must commit to information networks, distance learning, and electronic classrooms.  Graduate institutions will find students eager to assume vastly different roles such as becoming more active learners in the new network environment.  There are expectations that the graduate experience in the information age will provide students with an accelerated pace to the degree and at the same time provide practical experience.  More and more students expect collaborative team projects, a continuum of learning experience throughout their lifetime. 

 

Graduate education offered by the University of North Carolina System must provide a competitive graduate enterprise that focuses on intellectual accountability and perpetual learning experiences to our new information-age students.  Universities offering graduate programs will have to realign resources and develop new strategies and tactics to deliver competencies demanded by the information-age learner.  Faculty and administrators must embrace the “cyberspace” student with a challenging “on-line” graduate experience. The various stakeholders of the graduate enterprise must be in a position to apply network scholarship and new learning technologies if the graduate enterprise is to remain competitive.  The information-age student will continue to demand the availability to communicate effectively with faculty one-on-one, to have access to global information networks, and to be flexible in our graduate curriculum.  There is an increasing expectation that graduate education must enhance productivity of graduate students and provide substantial insight into the demand of scholarship and synthesis of new knowledge in a virtual learning environment.  The information-age graduate student expects to approach a barrier-free perpetual learning environment that provides on-line, real-time personalized systems of instruction. 

 

In a recent article titled “Collegiate Life – An Obituary,” Arthur Levine and Jeanette Cureton entertained some of the demands made by the new information-age students.  Students are increasingly bringing to graduate and higher education the ATM mentality--education at a fingertip and on-line demand.  Their demand for convenience, quality, and service is a continuation of the consumer expectations they exhibit for every other commercial establishment.  The new information-age students make larger demands on the graduate enterprise than past students ever did.  Levine and Cureton believe students are looking more and more for stripped down versions of traditional colleges or universities.   Some have described the new information-age students as “task-orientated and job-focused.”  Research by Charles Schroedar indicates more than half of today’s students perform best in a learning environment characterized by direct concrete experiences, moderate-to-high degrees of structure, and a linear approach to learning.  The desires of the new information-age student often conflict with those of present-day faculty.  According to Schroeder, faculty are more prone to prefer the global to the particular, and are more stimulated by ideas and abstractions unlike their consumer-orientated students.  The new graduate student comes to graduate school with the expectation that the graduate enterprise will respond more and more to their needs. Graduate education in the University of North Carolina System must adapt to the information-age student if it is to remain competitive and provide a quality education for these new stakeholders.

 

III.  NEW DIRECTIONS/OPPORTUNITIES

 

A number of both evolutionary and revolutionary changes in society and higher education are having a profound effect upon graduate education.  The rapid advances in information technology have resulted in a veritable explosion in distance education which, in turn, has created both new opportunities and new competition.  The new competition is derived from the emergence of highly successful for-profit and not-for-profit electronic and virtual universities.  These organizations are now offering full graduate degree programs in North Carolina as well as certification programs in many areas including business, computer technology, and health care.  The new opportunities are derived from the same focus and now with the new state appropriations for distance education, the door is open for all of us to expand our virtual graduate programs.  In a sense, all schools in the UNC System are at a crucial point; we can either compete or concede defeat to the many non-North Carolina Universities that are already delivering courses in our State.  The graduate programs of the UNC System prefer to compete,  but we are getting a late start due to the disconnection in state appropriations for distance education.

 

A second environmental factor derives from changes in the job market.  Ample evidence exists that we are training too many doctoral students in traditional fields such as the humanities, physics, and life sciences.  However, at the same time we don’t seem to be able to train adequate numbers of masters’ students in more applied or professional programs such as computer sciences, technology, physician assistants, physical therapy and criminal justice.  Furthermore, the demand remains strong for doctoral students in some of the new interdisciplinary programs such as industrial technology, coastal management policy, biotechnology and bioenergetics.

 

A third factor is the growing demand for additional education by non-traditional students, many of whom are place bound and thus unable to become a traditional graduate student in residence at one of our institutions. The fastest growing pool of UNC system wide students are those who are age 36 and above.  Many of these older students are returning to graduate school after years in the work force.  At present, older students, those 36 and above, comprise 11% of UNC system enrollment.  The projections of students in the 36 + age cohort are expect to increase by 158% by the year 2003 (projection period 1985 to 2003).  These students will add a diverse perspective to graduate education and will bring a wealth of experiences to share with faculty, undergraduates and fellow students. Two examples among others are teachers wanting to complete a MA.Ed or to gain additional knowledge in a particular area, or computer technicians wanting to stay abreast of new advances in their fields.

 

A fourth factor is the economy.  The current economy favors a decline in graduate enrollment.  Traditionally, when the economy is good, fewer students feel the need to attend graduate school because their earning power is quite high with just an undergraduate degree.  In addition, when the economy declines in the rest of the world, foreign students can no longer afford to attend our institutions.  Therefore, current economy presents us with a dilemma.  Do we respond by eliminating those graduate programs that are not popular at this particular time?  Do we increase our recruitment efforts in those programs by offering increased stipends and benefits packages?  Or lastly, do we establish new unique programs that might attract students who would normally not be applying for admission to graduate school?  Examples of the latter would be place bound non-traditional students.  There is no single answer to this question as different solutions will apply to different problems.

 

As a result of all these changes, several new directions for graduate education are developing.  Anyone who attends meetings of the Council of Graduate Schools (CGS) or subscribes to its list serve knows of the growing interest in graduate certificate programs.  In a recent email message, Wayne Patterson, Dean in Residence at CGS, described certificate programs in the following way:

 

“Students may be awarded these certificates upon completion of a well-defined program of coursework.  The graduate certificate is not defined as a degree by the Graduate School, rather, it is a focused collection of courses that, when completed, affords the student some record of coherent academic accomplishment in a given discipline or set of related disciplines.  Moreover, the graduate certificate is not viewed as a guaranteed means of entry into a graduate degree program.  While the courses comprising a graduate certificate may be used as evidence in support of a student’s application for admission to a graduate degree program, the certificate itself is not considered to be a prerequisite.  The didactic material encompassed within a graduate certificate program may represent a more practice-oriented subset of an existing graduate discipline.”

 

Examples of such certificate programs include: Network Professional Certificate; Web Site Developer Professional Certificate; Applied Statistics; Museum Management and Health Care Management.  While growth in graduate certificate programs is sure to continue, a number of issues about these programs have not been resolved.  These include how the certificate students are classified.  Are they non-degree or degree students?  Who is credited with their training?  What impact will they have on traditional graduate programs?  Who ensures the quality of such programs (Graduate School or Continuing Studies)?  What are the entrance requirements and performance standards of the programs and who sets such standards?  How do we deal with faculty reticence to embrace these programs?  Should certificate programs appear on student’s transcripts?  These concerns and issues are many, but they must be quickly resolved since the economic importance of these programs could be significant.

 

Nationally, growth in masters’ level education is occurring in the more applied or professional licensure programs.  This trend is predicted to continue as our population discovers the need for advanced credentials to allow them to successfully compete in our technologic society.  This is particularly true in computer sciences where a severe national shortage exists for qualified BS and MS applicants.  Likewise, the MBA continues to be a popular degree, and the MA Ed is becoming the degree of choice for public and private school teachers.  Medically related degrees, especially those which train “physician extenders”, continue to be popular and show tremendous growth potential.  Included in this category are the Physician Assistant, Occupational and Physical Therapy, Audiology and Speech Pathology and the various nurse practitioners programs.

 

To date, the establishment of new master’s programs has been made without new financial resources from the State or UNC General Administration.  In addition, the great majority of these programs are designed to serve regional population needs, providing our clientele with convenient, cost-effective programs to enhance their skills; train for new careers; or be promoted in their current position.  It is important that our master programs be nimble in responding to the needs of our constituents.  Therefore, one questions the need for the laborious, time-consuming process that we endure to achieve permission to plan and establish new masters programs.  Perhaps the time has come to streamline the process for establishing these new programs, especially those that are applied, non-thesis and/or lead to professional licensure.  Some suggestions for expediting the process of program approval include eliminating the rigid schedule, requiring only a permission to establish document and requiring only senior GA Staff approval.

 

As stated earlier, evidence exists to support the claim that nationally we are training too many Ph.D. students in traditional fields such as the humanities, life sciences and some natural sciences.  However, doctoral training is not monolithic and while overproduction may be a problem in some areas, it is not a problem in all areas.  For example, strong, even regional demand exists for interdisciplinary programs such as coastal resources management which requires an understanding of coastal ecosystems, the socioeconomic systems of populated coastal areas and the relationships between the natural and human systems of the coast.  Biomedical physics is another example in which one strives to develop the use of physics to solve problems in biomedical sciences such as the influence of diagnostic ultrasound on the human body and new imaging methods with short x-ray pulses.  And finally, in some instances, it might prove quite advantageous to combine distance education, interdisciplinary studies and multi-institutional cooperation.  One such example is the consortial agreement between nine universities in eight different states to offer a Ph.D. in technology where most didactic courses are taught over the Internet, students choose research mentors based upon the strengths of participating institutions, and all receive their degree from a single university, Indiana State University.  No single institution could offer such a unique, comprehensive program to respond to the critical shortage that currently exists of individuals with doctoral training in technology.

 

Finally, advances in information technology are posing challenges to the administrative infrastructure of our Graduate Schools.  For example, these advances have already affected how we recruit new students and are likely to prompt even more changes in the future.  Descriptions of all graduate programs and their entrance requirements, and application procedures should be on the World Wide Web.  Any program not described on the Web is likely to fair poorly in competition with programs that are Web accessible.  Most institutions have provisions for students to request applications over the Internet, and in most cases they can be downloaded from the institution’s home page.  Some institutions are already accepting applications electronically.  However, before electronic submissions can be truly efficient, all institutions must be able to electronically send official copies of student’s transcripts to the Graduate Schools.  In addition, some of our institutions must also solve the problem of accepting credit cards for payment of the application fees.

 

 

 

IV. UNC’S   FUTURE GRADUATE EDUCATION NEEDS

 

Graduate students, especially those that receive graduate teaching assistantships (GTAs) or graduate research assistantships (RAs), are a key element in establishing excellence in graduate education.  By assisting faculty as well as conducting research for their own dissertations and theses, graduate students help attract millions of dollars to support the research missions of UNC institutions each year.  They also play an important role in the university’s instructional mission.  Graduate teaching assistants are often fully or partially responsible for lecture, laboratory or tutorial sessions.   Under the supervision of experienced professors, graduate students often receive some of the highest teaching evaluations from undergraduates whom they teach.   In addition, having an opportunity to teach while pursuing a graduate degree is of great benefit to the student.  A teaching assistantship enables the student to acquire confidence in speaking in front of groups in a classroom setting and to experience firsthand the complexities of preparing and communicating information to an audience with diverse backgrounds.  Furthermore, the teaching experience acquired as a GTA better prepares those students who enter into full-time teaching positions in high schools and community colleges.  This experience also enables those students who wish to continue their graduate education to compete more successfully for GTA appointments in doctoral programs.

 

A. Resident and Non-Resident Students: The Need for Both

 

Recruiting and retaining high quality students for its graduate programs is a primary goal of all graduate programs in the UNC system.  Often these top students are residents of North Carolina, having completed their undergraduate education in one of the state’s many excellent private or public institutions.  It is essential that we offer innovative programs and competitive financial packages to keep these bright young scholars at our state universities.  At the same time, we must be able to attract high quality students from outside North Carolina into our programs.  Besides possessing excellent academic credentials, out-of-state students bring a rich diversity of ethnic, social, and life experiences to our graduate programs.  The result is a broadening and enrichment of the graduate experience for all students, faculty and the greater academic community.

 

Some additional facts about non-resident graduate students merit discussion.  First, they do not displace equally qualified North Carolina students.  Indeed, no UNC institution admits or enrolls more non-resident than resident students.   Second, many non-resident students continue to work and live in North Carolina upon completion of their degrees, thus contributing to the state’s economy and tax base.  Hence, monies allocated to recruit these individuals to our programs are repaid many times over.  Those that do leave North Carolina after receiving their degree become strong advocates of the state’s educational system and its unique natural resources, resulting in increased tourism and economic development.

 

B. Financing Graduate Students: A Loss of Competitiveness

 

The ability to recruit high quality students (resident and non-resident) into UNC’s graduate programs is strongly dependent on our ability to offer a competitive financial package to these prospective students.  Unfortunately, for most UNC institutions this is not possible.  Current system policy requires all graduate teaching assistants and research assistants to pay full tuition and fees.  For non-resident GTAs and RAs, this means paying out-of-state tuition, which is substantially higher than in-state.  As a result of this policy, UNC schools are losing top prospects to universities in other states where tuition and fees for graduate students employed as teachers and researchers are frequently waived.  For example:

 

·In all states but NC in the Southeast, tuition is waived for GTAs and RAs.

·At the majority of Research I institutions (including Berkeley, Duke, Virginia, Michigan, Emory, Princeton, Illinois, and Penn State), graduate students employed as GTAs or RAs pay no tuition or fees.

·GTAs at the University of Kansas, by action of the legislature, have their tuition waived

·Both the University of Louisville and the University of Kentucky provide full tuition for GTAs; Kentucky pays the non-resident portion for RAs

·All state institutions in Arizona and Texas waive out-of-state tuition for half-time (or greater) student employees and their families.

 

The problem facing many UNC institutions is compounded because they are not able to offer  stipends for GTAs and RAs that are competitive with their respective peers.  Even UNC Chapel Hill, whose stipends are generally competitive, found that 38% of its surveyed competitors offer higher net stipends (the amount left after paying tuition and fees) for their standard recruitment packages.  This value rises to 78% when comparisons are made with their competitors’ best recruitment packages.  

 

C. Tuition Remissions: No Longer Sufficient

 

To assist UNC schools in recruiting out-of-state students into its graduate programs, most institutions receive a specified number of tuition remissions that they can award to non-resident graduate students who work for the university.  A tuition remission represents the difference between out-of-state and in-state tuition; its value varies among the different schools, but currently averages about $7,300.   Students may receive full or partial remission depending on the number of enrolled credit hours.

 

Whereas tuition remissions are a way to treat non-residents and residents equitably for work performed, they are no longer an effective means of addressing the issue of financial competitiveness.  There are several reasons for this.  First, there are not enough tuition remissions available in the system to adequately meet the current needs of constituent institutions.  Even the Research I universities, which receive approximately 80% of the tuition remissions allocated to the UNC universities, do not have enough to match needs associated with growing research and teaching programs.  Fortunately, through academic enhancement monies and other institutional resources, both Chapel Hill and NCSU have been able to create some innovative internal programs to help strengthen financial packages offered to their graduate students.  Doctoral and Comprehensive institutions, which receive far fewer remissions, typically do not have access to supplementary institutional funds for supporting graduate students, although they too have growing graduate programs and research missions.

 

A second reason for the current ineffectiveness of using tuition remissions as a recruiting tool relates to the issue of residency.  Institutions that rigorously interpret North Carolina’s residency policy have fewer second year students who are reclassified as in-state for tuition purposes.  As a result, they are obligated to use some of the few tuition remissions available for continuing second year students, thus limiting the number of awards available for recruiting new students.  Hence, an institution allocated 18 tuition remissions may in fact have only 9 for incoming out-of-state students.  The lack of adequate finances forces many of these students to seek outside employment while enrolled in graduate school, thus weakening their graduate experience and lengthening the time to degree.  The latter costs the university and the UNC system many additional dollars.

 

D. Recommendations for a Revised UNC Tuition Policy

 

It is clear that UNC’s graduate programs must significantly improve their financial support for graduate students, both residents and non-residents.  Moreover, the current tuition remission policy is neither an adequate or equitable method for recruiting the top graduate student applicants from outside of North Carolina.  Graduate deans who are members of the NC Conference of Graduate Schools have discussed these and related issues at length.  As an alternative to current policy, they unanimously support the following recommendations which were presented to President Broad and Vice President Carroll in Chapel Hill on June 25, 1998:

 

To improve UNC’s competitiveness in recruiting and retaining highly qualified graduate students, both in-state and out-of-state:

1)      waive all tuition costs for graduate students who are awarded either a graduate teaching assistantship or research assistantship (first preference);

2)      award tuition remissions to all out-of-state graduate students who are awarded either a graduate teaching assistantship or research assistantship (second preference, if #1 is not feasible)

 

E. Health Care Benefits for Graduate Students

 

Offering adequate stipends and waiving or reducing tuition costs for GTAs and RAs are not the only essential components of a competitive financial package for recruiting and retaining high quality students in today’s market.   It is becoming increasingly important that universities provide improved health services for graduate students, and affordable coverage for their spouses, domestic partners and dependents.  In the UNC system, the majority of GTAs and RAs do not receive free or subsidized health-care coverage as part of their employment benefits packages, even though they work 20 hours or more per week.  Although exact figures indicating the number of uninsured graduate and professional students are not available, many graduate students simply do not have health insurance.

 

An email survey of Council of Graduate School members produced some helpful information on this issue.  At the University of Connecticut, all GAs (.5 or .25 FTE) are entitled to coverage identical to faculty and staff.  The University of Minnesota pays the premium for full time GAs and pays partial premium for part-time GAs.  Similarly, the University of California at San Diego pays the premium for all GAs employed full time, as does the University of Washington.  At the remaining schools surveyed (Notre Dame, Utah State University, Northern Illinois University, New Mexico State University, Central Michigan University, and the University of Vermont), the student may either use the school’s negotiated plan (through the University Health Service) or demonstrate equivalent coverage through an existing plan.  The University of Georgia reports that only international students are required to have health insurance and the student must pay premiums on optional insurance.  However, the University of Georgia is also discussing with the central office of the University System of Georgia the possibility of their contributing toward health insurance for graduate assistants.

 

While admittedly a small sample, this informal survey indicates that some of the more progressive institutions pay the health insurance premiums for their graduate teaching assistants. A financial impact study would have to be conducted to determine whether or not the UNC system could provide similar benefits for GTAs at its constituent institutions.  Typically, health insurance plans underwritten by private carriers cost about $500- $600 per year, with a deductible of about $50 per illness.  Graduate students in the UNC system are also eligible to enroll in the National Association of Graduate and Professional Students (NAGPS) plan that offers both $200 and $1000 deductible options.  The premiums range from $364 ($200 deductible) to $564.  Spouse/children may be added at additional cost.  In any case, providing health insurance (institution or system) would be major benefit for graduate assistants and greatly improve the competitiveness of financial packages currently available to these students.

 

F. Endowed Fellowship Program

 

Adequate resources from the state in the form of tuition relief and health insurance are essential to attract the very finest students to UNC graduate programs.   Students also need reasonable stipends and research resources that provide opportunities for them to become scholars within their discipline.  Research resources include well-qualified faculty who are committed to training graduate students as well as the infrastructure that is required for effective graduate education--research laboratories, extensive library collections, etc.  External funding from federal and state agencies constitutes an important source of monies for infrastructure support.  Indeed, institutions in the UNC system brought in approximately 400 million research dollars in fiscal 1997, a high%age of which were devoted to our graduate education enterprise.

 

The private sector represents another source of support for graduate education.   In the past few years, universities across the country have begun to raise funds for graduate education, and there are more and more examples of successful funding-raising efforts that focus on the needs of graduate education.  One way to optimize funding-raising opportunities is to develop a matching program in which state funds are used to match private contributions.

 

Recently, the state of North Carolina developed an endowed professorship program that honors some of its best teacher-scholars and makes it possible for campuses to recruit and retain outstanding teachers and researchers.   In the current North Carolina plan, endowed professorships are matched on a 2:1 basis, with individual campuses raising two-thirds of the needed amount from private sources and the North Carolina Legislature contributing the remaining one-third.  A parallel program of endowed graduate fellowships would require individual campuses to raise two-thirds of the endowment needed for a fellowship, with the additional one-third coming from state funds.

 

There are a variety of ways in which endowed fellowships can be created.  For example, an endowment of $225,000 could be set up to generate a $11,000 Fellowship for a student who is completing their thesis or dissertation.  With a matching program in place, individual campuses would be required to raise $150,000 of the endowment and the state would then be asked to match that endowment with $75,000. Not only does the matching program make it possible for campuses to realize their own goals of providing support for their students, it also lets private donors know that the state of North Carolina is supportive of its graduate education enterprise.

 

G. Increasing Communication

 

Achieving the goals outlined in the white paper and, hence, helping UNC reach its full potential in graduate education will require an active and open dialogue between General Administration and institutional representatives.  As deans of graduate programs, we are anxious to strengthen and expand this dialogue.  Historically, graduate deans and their staff have played active roles in the review and approval of requests to establish new graduate programs at the constituent institutions.  This practice is valuable and should be continued.  We would prefer, however, that General Administration establish a regular calendar for such meetings (e.g., November and April) so that we could better anticipate deadlines and facilitate the programmatic planning on each of our campuses.  We also feel strongly that discussions and decisions on new degree programs should be made during group meetings in Chapel Hill and not via videoconference. Finally, in addition to new program requests, the deans would welcome the opportunity to meet periodically with General Administration to discuss and develop policies and procedures pertaining to graduate education that have system-wide implications.  The meeting this past June with President Broad and Vice President Roy Carroll provided an excellent forum to not only voice concerns but also share opportunities for future growth and development.

 

G. Building Bridges with Our Neighbors

 

Besides strengthening working relationships within the state system, we are also anxious to establish linkages with institutions outside of North Carolina, especially within the region and with our border neighbors.  To this end, we would encourage General Administration and the Board of Governors to reconsider their participation in the SREB Academic Common Market.  The Academic Common Market is an interstate agreement for sharing educational programs and facilities which allows students to participate in selected programs not offered in their home states without having to pay out-of-state tuition charges.  Presently, North Carolina is the only state among the 14 participating states in the region (Alabama, Arkansas, Florida, Georgia, Kentucky, Louisiana, Maryland, Mississippi, Oklahoma, South Carolina, Tennessee, Texas, Virginia, and West Virginia) that is not a member of this consortium.  As graduate deans, we would welcome the opportunity to pursue membership on at least a “limited” basis at the graduate level, with each institution identifying perhaps one to three programs that might qualify for this program.  Although there may be some potential revenue cost to the system, membership will greatly contribute to the visibility of our programs and create much goodwill with our academic neighbors.

 

Summary

 

This white paper addresses only a few of the many challenges we, as graduate educators, face as we prepare to move into the next century.  Indeed, those responsible for the quality of graduate education in our institutions carry a heavy responsibility for the future of the university.  The current document focuses on issues that confront all UNC institutions, with recommendations and/or solutions that are applicable system-wide.  Implementation of these would bring the UNC system in line with other major state systems and, in the process, help level the playing field among the constituent institutions without negatively impacting any individual university.